Waterworld: How Oceans Help Shape Human Civilization
In The Boundless Sea: A Human History of the Oceans, Cambridge historian David Abulafia offers a majestic narrative of mankind’s incredible, sea-born drive toward global discovery and interconnection, a voyage beginning in prehistoric times and lasting all the way up to the twenty-first century.
David Abulafia, The Boundless Sea: A Human History of the Oceans (New York: Oxford University Press, 2019), 912 pp., $39.95.
MUCH AS we like to pat ourselves on the back about human progress, lots—if not most—of it has been the product of chance observation and unintended consequences. Observing a moldy piece of bread triggers a eureka moment in the development of penicillin; a mundane ride on a trolley helps Albert Einstein conceptualize his theory of relativity; the efficacy of Vitamin C in preventing scurvy is stumbled upon by eighteenth-century British naval officers who notice that a regular supply of lime juice avoids outbreaks of the disease on long ocean voyages (earning British sailors their traditional nickname, “Limeys”). The list goes on and on.
Of all the fields of human progress, none owes more to unintended consequences than global exploration. The great American naval historian and Columbus biographer, Samuel Eliot Morison, summed it up admirably when he wrote—half in earnest, half in jest—that:
America was discovered accidentally by a great seaman who was looking for something else; when discovered, it was not wanted; and most of the exploration for the next fifty years was done in the hope of getting through or around it. America was named after a man who discovered no part of the New World. History is like that, very chancy.
In The Boundless Sea: A Human History of the Oceans, Cambridge historian David Abulafia offers a majestic narrative of mankind’s incredible, sea-born drive toward global discovery and interconnection, a voyage beginning in prehistoric times and lasting all the way up to the twenty-first century. From the beginning, the very seas that separate us have also served as a liquid bridge, first between neighboring islands but ultimately between continents and hemispheres, as mankind mastered navigation and gradually discovered the Earth’s true size and shape.
EVEN TODAY, in the age of jet transport and space exploration, the seas are still the broadest thoroughfare for global commerce, and naval strength still plays a critical part in the international balance of power. In a globalized age, mastery of the seas is, if anything, more important than ever. America’s place as a superpower is more reliant than ever on its ability to keep seaways open and to use its naval power to deploy air and land forces wherever and whenever needed.
As it happens, mastery of the seas for at least three centuries has been an Anglo-Saxon monopoly, often challenged but never broken. While the British standing army was usually a relatively small, neglected fighting force compared to its main continental rivals—France in the eighteenth and early nineteenth centuries and Germany in the late nineteenth and early twentieth centuries—the Royal Navy remained the undisputed ruler of the waves throughout the period. On the whole, this has proven to be a good thing.
British naval power was the key to thwarting the attempts of Louis XIV and his autocratic Bourbon successors, and a Napoleonic military dictatorship after them, to impose their will on the rest of Europe. With the decline of France and the rise of a unified Germany dominated by Prussian militarists, the Royal Navy’s continued domination of the seas was essential to Allied victory in World War I. World War II represented an important transition—an Anglo-Saxon naval condominium. The still-dominant but over-stretched naval power of Great Britain was reinforced by the rising naval power of the United States, where the building of a vast, “two-ocean” navy had begun earlier in the century under President Theodore Roosevelt. By war’s end, an exhausted Britain had begun its imperial recessional, which included a diminished naval presence. The oceanic torch was passed from one Anglo-Saxon partner to the other.
Alfred Thayer Mahan’s description of the role of the Royal Navy in stopping Napoleon from dominating the rest of Europe could be updated to describe the role of American naval power in helping to topple Hitler and then containing Soviet influence on the European continent and around the globe: “The world has never seen a more impressive demonstration of the influence of sea power upon its history. Those far distant, storm-beaten ships, upon which [Napoleon’s] Grand Army never looked, stood between it and the dominion of the world.”
History, like nature, abhors a vacuum. Even as Soviet power and global reach was crumbling, a new totalitarian superpower was emerging in the east. And, unlike the ussr and its authoritarian Russian successor state, China is an economic powerhouse. Economically, as well as militarily, the competition for global dominance has shifted from west to east, from the Atlantic to the Pacific. But while the setting and the cast of players have changed, the storyline is hauntingly familiar. In the opening years of the twentieth century, as Europe’s only “off-shore” power, Great Britain found its naval superiority seriously challenged by the dominant continental land power, Wilhelmine Germany, the economic powerhouse of Europe. Today, America, at the other end of the Pacific, is the dominant “off-shore” naval power being challenged by China, the dominant continental power in Asia, which is even more of an economic superpower today than Germany was in 1900. Whether the Sino-American rivalry remains peaceful or ends in armed conflict, the naval balance of power will play a pivotal role.
AS IT has so often in the past, what happens at sea will determine what happens ashore. This is one of the underlying lessons that runs through Abulafia’s exhaustive survey. “In the making of connections between human societies, the role of the sea is particularly fascinating,” he writes in his preface.
Connections across large open spaces have brought together peoples, religions and civilizations in stimulating ways. Sometimes this has been through individual encounters, as travelers, including pilgrims and merchants, found themselves visiting alien environments; sometimes it has been the result of mass migrations that have changed the character of regions; sometimes it has been the result as much of the movement of goods as of people, when the inhabitants of distant lands saw, admired, and imported or copied large amounts of the art works of another culture, or read its literature, or were taken aback by some rare and precious item that opened their eyes to its existence. Such contacts were made overland and up and down river systems as well as by sea…
Here Abulafia draws an important distinction between contacts made overland and those made by sea. “…[O]verland they were mediated by the cultures that lay along the routes being followed, whereas links across the sea could tie together very different worlds, as far apart as Portugal and Japan or Sweden and China.” In his justly acclaimed 2011 work, The Great Sea: A Human History of the Mediterranean, Abulafia concentrated on the rich history of a relatively small body of seawater and the regions it influenced during the rise and interaction of ancient civilizations and the emergence of Western civilization. For this reason, the Mediterranean is treated marginally in The Boundless Sea since the latter work is intended to serve as a companion volume, but with this important distinction:
Whereas the Mediterranean accounts for 0.8 per cent of the maritime surface of the globe, seas as a whole account for about 70 per cent of the world’s surface, and most of this watery space consists of the vast open areas we call oceans. From outer space, the Earth is mainly blue. The oceans have distinct but gigantic wind systems, generated by the movement of air over vast masses of both warm and cold water: one has only to think of the seasonal monsoons in the Indian Ocean. The Roaring Forties that would helpfully sweep sailing vessels from the Atlantic into the Indian Ocean were the same winds that made entry into the Pacific from the southern Atlantic, around Cape Horn, so frightening. Currents such as the Gulf Stream, which keeps the British Isles relatively warm, or the not dissimilar Kuroshio or Japan current, stretch across thousands of miles.
“We divide the all-encompassing global sea into the three great oceans,” he adds, “but ancient geographers, with some justice, imagined it to be a single Okeanos of intermingled waters, a concept revived in modern use of the term ‘World Ocean’ to describe all the oceans as a single unit.” Hence a single book embracing them all.
THE BOUNDLESS Sea is chronologically divided—with some necessary movement back and forth—into five sections. Part One (“The Oldest Ocean: the Pacific, 176,000 BC–AD 1350”) deals with prehistoric nautical life, the role of navigation in the rise of ancient and pre-modern empires, and the wakening awareness of Europeans to what potential wealth and adventure might lie beyond the watery horizon. From the very beginning, that spirit of adventure—intangible, unmeasurable but a necessary catalyst to exploration—must have been present. Surely ancient Polynesian mariners must occasionally have felt the same sensations that Morison would attribute to Christopher Columbus countless centuries later: “He enjoyed long stretches of pure delight such as only a seaman may know, and moments of high, proud exultation that only a discoverer can experience.”
This adventurous impulse, a volatile compound of restlessness, curiosity and self-confidence, seems to fascinate Abulafia even though it thwarts scholarly explanation:
The motives behind this movement of people are hard to fathom. One historian of Polynesian navigation, David Lewis, identified a spirit of adventure – a “restless urge” – among the Polynesians, citing the Raiateans from Tahiti, who would go voyaging for several months, touring the islands of that part of the ocean. They were observed by Joseph Banks, Captain Cook’s scientific companion, so the evidence is late and somewhat circumstantial. David Lewis also pointed to the “proud self-respect” of the navigators, a pride that would prompt sailors to set out to sea in bad weather if, for instance, they saw that the natives of an island they were visiting were taking to the sea, even just to fish. This idea fits well with the concepts of honour and shame of which anthropologists studying these ocean societies have written.
The same could be said for the sturdy Portuguese mariners who gradually extended their reach along the African coast—where Portugal would soon establish a maritime empire of coastal enclaves ultimately reaching as far as Goa on the coast of India and Macao off the coast of China. This spirit of adventure, as real and elusive as quicksilver, seems to surge among different peoples in different eras, evaporating as quickly as it bubbles forth. For instance, take the ancient Greek colonists who settled Sicily and many other areas far from the Aegean, and established overland colonies as far east as modern Pakistan; the aforementioned Portuguese who pioneered “global” economic imperialism in both Asia and the Americas before sinking into early decay as larger, more sophisticated nations like Spain, Britain and the Netherlands outpaced them; the United States with its last-man-in scramble for Atlantic and Pacific colonial possessions, culminating in the Spanish-American War at the close of the nineteenth century. Ironically, it was the earliest European colonial power, the Portuguese, that would last longest in Africa and Asia, clinging to Goa, Angola and Mozambique long after the end of other, larger European colonial projects in the same areas.
The Renaissance and the Age of Enlightenment would see a similar effervescence in the spirit of adventure—and of inquiry—that would drive the first great wave of European maritime-based expansion. The next great surge would come during the Victorian era—a period of incredible confidence, sense of “civilizing” mission (usually conveniently matched with a sense of self-interest) and the same thirst for adventure and exploration that drove earlier explorers of the New World. We may be witnessing another surge of the same impulse today in a renewed interest in space exploration.
PART TWO of The Boundless Sea (“The Middle Ocean: the Indian Ocean and its Neighbours”), deals primarily with the extensive patterns of ocean commerce developed by sophisticated Asian cultures. Some of these were short-lived, like the massive Chinese commercial fleets that would trade as far afield as Africa during the Song dynasty. This was when the port city of Quanzhou, teeming with Arab, Indian and other merchants, as well as ethnic (Han) Chinese, was probably the most populous, sophisticated international trading center in the world. Other maritime commercial networks, notably those of sea-going Arab traders ranging from Africa to India and what are now Malaysia and Indonesia, would predate the Chinese initiative by centuries and endure well into the twentieth century.
In Part Three (“The Young Ocean: the Atlantic, 22,000 BC–AD 1500”), the author chronicles the very gradual and initially hesitant steps that would lead from the pre-Columbian forays of Vikings and others, nibbling on the margins of the New World, to full-scale discovery and colonization. This includes the first stirring of what would become a massive European trade in black slaves, initiated on the Guinea coast.
Part Four (“Oceans in Conversation, AD 1492–1900”) arrives in mid-book where most readers’ knowledge of exploration and colonialism begins: the great age of European discovery and settlement in the Americas, and the development of massive sea trade and commercial settlement in Asia and Africa. Here it is important to bear in mind that the early explorers of what came to be called the New World thought they were heading toward a world even older than Europe itself: the legendary treasure trove of the East Indies and the spice islands. Much of this history was made in a mental as well as maritime fog, quite by accident. Thus, a Portuguese expedition intended for India would result
…in the accidental discovery of Brazil in 1500 – a voyage that [albeit unwittingly] linked four continents. This linking of the oceans was completed remarkably quickly during the sixteenth century, once the routes from the Atlantic to the Pacific had been mapped out by pioneers such as Ferdinand Magellan, the Portuguese captain in the service of Spain, Juan Rodríguez Cabrillo, the Spanish discoverer of California, and Francis Drake, sailing in the service of England. The world, as a book describing Drake’s voyages proudly proclaimed, had now been “encompassed.” The linking of the oceans culminated in 1565 with the despatch of the first Manila galleon tying the western Pacific (and, beyond that, China) to Mexico and, ultimately, the Atlantic trade networks.
It is at this point that what a purist might call historical inevitability kicked in. A Europe that had already begun to outpace the Muslim world and other old kingdoms and empires of the East—even more so the far less advanced sub-Equatorial coasts of Africa—was now poised to control the first truly “global” economic age, which it did at an incredibly rapid rate between 1500 and 1800.
The fifth and final part of The Boundless Sea (“The Oceans Contained, AD 1850–2000”) takes up the age of continued colonial expansion, which, in tandem with the industrial revolution and the rise of nationalism, would shape the modern world—for both better and worse. Even as jingoist rivalry set European nations at odds with each other and in competition for overseas empires—“Continents Divided, Oceans Conjoined” in the words of a chapter title—the border contours we still see in most parts of the globe begin to emerge. These include the European-ruled colonies in Africa, Latin America, Asia and the Pacific that, even after independence, are shaped very much along the lines originally agreed to by rival colonial powers. And a lot more than borders were shaped; today’s “globalist” language of science, diplomacy, commerce, higher education and technology—not to mention the vocabulary and style of global pop culture—is English, the shared mother tongue of the biggest of the early colonial powers (Britain) and the biggest of the late colonial powers (the United States). Esperanto, to use a nautical analogy, seems to have sunk without a trace.
As to the literal “conjoining” of the oceans, nothing so much symbolizes this incredible achievement as two of the most inspired, successful feats of engineering ever undertaken by man: the Suez and Panama canals. Since the Widow of Windsor was alive when work was begun (and in the case of Suez, completed) on both canals, these two epic “globalist” achievements can be chalked up to the vision, know-how and self-confidence of the Victorian Age. As Abulafia points out,
Looking back, what is astonishing in the case of this [Suez] canal and the Panama Canal is the willingness of investors to place money in projects which would, at best, produce returns far in the future, assuming the project proved viable. This reveals deep-rooted optimism about the desirability, even inevitability, of progress, and of man’s mastery over nature.
TODAY, WHILE our knowledge and technical capability go beyond anything the Victorians—with the possible exception of Jules Verne—could dream of, our collective sense of optimism would seem to be evaporating at an alarming rate. Except for the lure of outer space, the mood in most of the advanced West is now one of inward-looking navel-gazing. An appetite for self-examination seems to have supplanted the appetite for discovery, opportunity and adventure in the world around us.
Although his tome occasionally reads like a series of strung-together lectures and articles, Abulafia never entirely loses sight of his leitmotif. He always writes gracefully and with a contagious enthusiasm for his subject. A descendant of Sephardic Jews who were expelled from Spain after the Reconquista, it is possible that some of his ancestors might have been among the many conversos who played a major part in the early Spanish settlement and development of Latin America and the Caribbean; he certainly writes about the world they helped to find and build with intuitive understanding as well as impressive scholarship.
One of the most ironic lessons one takes away from Abulafia’s epic account is that in the process of discovery, it was the explorers’ accidents and mistakes, not their intended objectives, real and imagined, that paid off most handsomely in the long run. No gold, silver or gems to speak of were ever found along the eastern coast of what would become the United States. But its colonization by Christian dissenters, farmers, merchants and tradesmen would evolve into the single mightiest nation in history—and a model, flawed as it may be, that people all over the world still look to. Most of the treasures of the Spanish West Indies dried up long ago and never contributed much to the people who lived there or the kind of society they passed on to their descendants. While it was the last thing that Columbus and his successors were looking for, it turns out that the real “wealth of the Indies” was to be found in its virgin soil and in the determination of pioneers looking for land to work and call their own—a place to well and truly “settle” in. This may be the greatest of all the achievements of those who conquered The Boundless Sea.
Aram Bakshian, Jr. served as an aide to Presidents Nixon, Ford and Reagan, and has written extensively on politics, history, gastronomy and the arts for American and overseas publications.
Image: Wikimedia Commons